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CHRISTOPHER SMITH
Christopher S. Smith, Christopher Scott Smith, Christopher Smith
CRD#: 6985727
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 820 CONSTITUTION AVENUE
LITTLETON, MA 01460
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 AUBURN, MA
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2019 (<1 year)2 FIRMS2019 - 2022 (3 years)2 FIRMS2022 - Present (2 years)IAFINIVI INC. (CRD# 292329)2019 - 2019 (<1 year)
License(s)

State Registrations

B
Alabama 9/3/2024

B
Nebraska 9/3/2024

B
Alaska 9/3/2024

B
Nevada 9/3/2024

B
Arizona 9/3/2024

B
New Hampshire 9/3/2024

B
Arkansas 9/3/2024

B
New Jersey 9/3/2024

B
California 9/3/2024

B
New Mexico 9/3/2024

B
Colorado 9/3/2024

B
New York 9/3/2024

B
Connecticut 9/3/2024

B
North Carolina 9/3/2024

B
Delaware 9/3/2024

B
North Dakota 9/3/2024

B
District of Columbia 9/3/2024

B
Ohio 9/4/2024

B
Florida 9/3/2024

B
Oklahoma 9/3/2024

B
Georgia 9/3/2024

B
Oregon 9/3/2024

B
Hawaii 9/3/2024

B
Pennsylvania 9/3/2024

B
Idaho 9/3/2024

B
Puerto Rico 9/3/2024

B
Illinois 9/3/2024

B
Rhode Island 9/3/2024

B
Indiana 9/3/2024

IA
Rhode Island 9/10/2024

B
Iowa 9/3/2024

B
South Carolina 9/3/2024

B
Kansas 9/3/2024

B
South Dakota 9/3/2024

B
Kentucky 9/3/2024

B
Tennessee 9/3/2024

B
Louisiana 9/3/2024

B
Texas 9/3/2024

B
Maine 9/3/2024

IA
Texas 9/10/2024

B
Maryland 9/3/2024

B
Utah 9/3/2024

B
Massachusetts 8/29/2022

B
Vermont 9/3/2024

IA
Massachusetts 10/18/2022

B
Virgin Islands 9/3/2024

B
Michigan 9/3/2024

B
Virginia 9/3/2024

B
Minnesota 9/3/2024

B
Washington 9/3/2024

B
Mississippi 9/3/2024

B
West Virginia 9/3/2024

B
Missouri 9/3/2024

B
Wisconsin 9/3/2024

B
Montana 9/3/2024

B
Wyoming 9/3/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
820 CONSTITUTION AVENUE, LITTLETON, MA 01460
Registered with this firm since 10/18/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
AUBURN, MA
900 SALEM STREET, SMITHFIELD, RI 02917
Registered with this firm since 8/29/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/07/2019 - 08/03/2022 CITIZENS SECURITIES, INC. (CRD#:39550) WESTWOOD, MA
B
08/07/2019 - 08/03/2022 CITIZENS SECURITIES, INC. (CRD#:39550) WESTWOOD, MA
IA
03/26/2019 - 06/04/2019 FINIVI INC. (CRD#:292329) WESTBOROUGH, MA
IA
10/24/2018 - 03/20/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LINCOLN, RI
B
08/20/2018 - 03/20/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LINCOLN, RI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.