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Victoria Albanese
Victoria Lily Albanese
CRD#: 6984780
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 670 GEORGE WASHINGTON HWY
LINCOLN, RI 02865
LINCOLN, RI 02865
0
Disclosures
6
Years of Experience
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State Registrations
B
Rhode Island 6/24/2019
B
Texas 8/22/2019
IA
Rhode Island 6/24/2019
IA
Texas 9/9/2019
SRO Registrations
B
B
B
B
B
B
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B
Registered with this firm since 6/24/2019
IA
Registered with this firm since 6/24/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/07/2018 - 12/07/2018 | WARWICK, RI | |
B | 08/07/2018 - 12/07/2018 | WARWICK, RI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.