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Graham Thomas Roy
GRAHAM ROY
CRD#: 6984265
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
Registration History
2018201920202021202220232024202520262 FIRMS2019 - 2020 (1 year)2 FIRMS2020 - Present (4 years)BEQUITY SERVICES, INC. (CRD# 265)2018 - 2019 (<1 year)IAESI FINANCIAL ADVISORS (CRD# 265)2019 - 2019 (<1 year)
License(s)

State Registrations

B
Georgia 12/9/2020

IA
Georgia 12/10/2020

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Registered with this firm since 12/10/2020

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Registered with this firm since 12/9/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/23/2019 - 12/03/2020 PARK AVENUE SECURITIES LLC (CRD#:46173) ATLANTA, GA
B
09/17/2019 - 12/03/2020 PARK AVENUE SECURITIES LLC (CRD#:46173) ATLANTA, GA
IA
02/05/2019 - 07/18/2019 ESI FINANCIAL ADVISORS (CRD#:265) ATLANTA, GA
B
08/27/2018 - 07/18/2019 EQUITY SERVICES, INC. (CRD#:265) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.