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Maria G Bermejo Gutierrez
GUADALUPE BERMEJO, LUPE MARIA BERMEJO, MARIA G BERMEJO, MARIA BERMEJOGUTIERREZ, Lupe Bermejo…
CRD#: 6981303
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 6370 MAGNOLIA AVE
RIVERSIDE, CA 92506
Registration History
2010201220142016201820202022202420262 FIRMS2018 - Present (6 years)
Disclosure(s)
View By:
6/18/2010
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 1/9/2019

B
Oregon 1/11/2019

B
California 11/7/2018

B
Texas 1/10/2019

IA
California 11/7/2018

IA
Texas 1/17/2019

B
Florida 1/10/2019

B
Washington 1/21/2020

B
Nevada 1/22/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
6370 MAGNOLIA AVE, RIVERSIDE, CA 92506
Registered with this firm since 11/7/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
6370 MAGNOLIA AVE, RIVERSIDE, CA 92506
Registered with this firm since 9/27/2018

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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.