• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Kathleen M Black
Kathleen Black, Katie Black, KATHLEEN MICHELLE GRUNDER, KATIE GRUNDER, Kathleen M Grunder
CRD#: 6980672
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 100 W Putnam Ave
Floor 04
Greenwich, CT 06830
Registration History
2018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2018 - 2021 (3 years)
License(s)

State Registrations

B
Alabama 3/15/2023

B
Nebraska 3/15/2023

B
Alaska 3/15/2023

B
Nevada 3/15/2023

B
Arizona 3/15/2023

B
New Hampshire 3/15/2023

B
Arkansas 3/15/2023

B
New Jersey 3/15/2023

B
California 3/15/2023

B
New Mexico 3/15/2023

B
Colorado 3/15/2023

B
New York 3/15/2023

B
Connecticut 3/15/2023

B
North Carolina 3/15/2023

IA
Connecticut 4/26/2023

B
North Dakota 3/15/2023

B
Delaware 3/15/2023

B
Ohio 3/15/2023

B
District of Columbia 3/15/2023

B
Oklahoma 3/15/2023

B
Florida 3/15/2023

B
Oregon 3/15/2023

B
Georgia 3/15/2023

B
Pennsylvania 3/15/2023

B
Hawaii 3/15/2023

B
Puerto Rico 3/15/2023

B
Idaho 3/15/2023

B
Rhode Island 3/15/2023

B
Illinois 3/15/2023

B
South Carolina 3/15/2023

B
Indiana 3/15/2023

B
South Dakota 3/15/2023

B
Iowa 3/15/2023

B
Tennessee 3/15/2023

B
Kansas 3/15/2023

B
Texas 3/15/2023

B
Kentucky 3/15/2023

IA
Texas 4/26/2023

B
Louisiana 3/15/2023

B
Utah 3/15/2023

B
Maine 3/15/2023

B
Vermont 3/15/2023

B
Maryland 3/15/2023

B
Virgin Islands 3/15/2023

B
Massachusetts 3/15/2023

B
Virginia 3/15/2023

B
Michigan 3/15/2023

B
Washington 3/15/2023

B
Minnesota 3/15/2023

B
West Virginia 3/15/2023

B
Mississippi 3/15/2023

B
Wisconsin 3/15/2023

B
Missouri 3/15/2023

B
Wyoming 3/15/2023

B
Montana 3/15/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
100 W Putnam Ave Floor 04, Greenwich, CT 06830
Registered with this firm since 4/26/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
100 W Putnam Ave Floor 04, Greenwich, CT 06830
Registered with this firm since 3/15/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/14/2018 - 12/04/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) Greenwich, CT
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.