Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Marit Abbe Winborne
CRD#: 6978291
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1333 North California Boulevard
Suite 133
Walnut Creek, CA 94596
Registration History
2021202220232024202520262 FIRMS2023 - Present (2 years)BFIRST REPUBLIC SECURITIES COMP... (CRD# 105108)2021 - 2023 (2 years)IAFIRST REPUBLIC INVESTMENT MANA... (CRD# 108559)2022 - 2023 (<1 year)
License(s)

State Registrations

B
Alabama 4/6/2023
B
Minnesota 4/6/2023
B
Alaska 4/6/2023
B
Mississippi 12/23/2024
B
Arizona 4/6/2023
B
Missouri 4/6/2023
IA
Arizona 12/14/2023
B
Montana 4/6/2023
B
California 4/6/2023
B
Nebraska 4/6/2023
IA
California 4/7/2023
B
Nevada 4/6/2023
B
Colorado 4/6/2023
B
New Jersey 4/6/2023
B
Connecticut 12/23/2024
B
New Mexico 4/6/2023
B
Delaware 12/23/2024
B
New York 4/6/2023
B
Florida 4/6/2023
B
North Carolina 4/6/2023
B
Georgia 4/6/2023
B
Ohio 4/6/2023
B
Hawaii 4/6/2023
B
Oregon 4/6/2023
B
Idaho 4/6/2023
B
Pennsylvania 12/23/2024
B
Illinois 4/14/2023
B
South Dakota 6/2/2023
B
Louisiana 12/23/2024
B
Texas 4/6/2023
B
Maine 4/6/2023
IA
Texas 4/6/2023
B
Maryland 12/23/2024
B
Vermont 12/23/2024
B
Massachusetts 4/6/2023
B
Washington 4/6/2023
B
Michigan 4/6/2023
B
Wyoming 12/23/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1333 North California Boulevard Suite 133, Walnut Creek, CA 94596
Registered with this firm since 4/6/2023
B
MORGAN STANLEY (CRD#:149777)
1333 North California Boulevard Suite 133, Walnut Creek, CA 94596
Registered with this firm since 4/6/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/11/2022 - 05/03/2023 FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. (CRD#:108559) Walnut Creek, CA
B
 05/31/2021 - 05/03/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) Walnut Creek, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.