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AAYUSH AGGARWAL
CRD#: 6977055
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Investment Adviser
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Broker
LPL FINANCIAL LLCCRD#: 6413 5000 BIRCH STREET #8000
NEWPORT BEACH, CA 92660-2158
Registration History
20192020202120222023202420252026IALPL FINANCIAL LLC (CRD# 6413)2024 - Present (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2023 - Present (1 year)BROTH CAPITAL PARTNERS, LLC (CRD# 15407)2019 - 2019 (<1 year)
License(s)

State Registrations

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California 12/6/2023

IA
California 8/3/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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LPL FINANCIAL LLC (CRD#:6413)
5000 BIRCH STREET #8000, NEWPORT BEACH, CA 92660-2158
Registered with this firm since 8/3/2024

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LPL FINANCIAL LLC (CRD#:6413)
5000 BIRCH STREET #8000, NEWPORT BEACH, CA 92660-2158
Registered with this firm since 3/20/2023

Previous Registration(s)
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06/11/2019 - 07/12/2019 ROTH CAPITAL PARTNERS, LLC (CRD#:15407) NEWPORT BEACH, CA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.