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Detailed Report
Andrew Renteria
DREW RENTERIA
CRD#: 6976660
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 24523 W INTERSTATE 10
SAN ANTONIO, TX 78257
Registration History
2018201920202021202220232024202520262 FIRMS2021 - Present (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2018 - 2021 (2 years)
License(s)

State Registrations

B
Arkansas 9/21/2021
B
Mississippi 1/14/2025
B
California 3/15/2022
B
New Mexico 9/21/2021
B
Colorado 9/21/2021
B
New York 1/4/2024
B
Florida 9/21/2021
B
Oklahoma 9/21/2021
B
Georgia 7/9/2024
B
Texas 7/1/2021
B
Illinois 3/15/2022
IA
Texas 9/1/2021
B
Louisiana 9/21/2021
B
Washington 3/15/2022
B
Michigan 4/29/2024

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
24523 W INTERSTATE 10, SAN ANTONIO, TX 78257
115 W SAN ANTONIO AVE, BOERNE, TX 78006
Registered with this firm since 9/1/2021
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
24523 W INTERSTATE 10, SAN ANTONIO, TX 78257
115 W SAN ANTONIO AVE, BOERNE, TX 78006
Registered with this firm since 7/1/2021
Previous Registration(s)
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B
 08/10/2018 - 06/02/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN ANTONIO,, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.