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Andrew Renteria
DREW RENTERIA
CRD#: 6976660
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 24523 W INTERSTATE 10
SAN ANTONIO, TX 78257
SAN ANTONIO, TX 78257
0
Disclosures
6
Years of Experience
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State Registrations
B
Arkansas 9/21/2021
B
Mississippi 1/14/2025
B
California 3/15/2022
B
New Mexico 9/21/2021
B
Colorado 9/21/2021
B
New York 1/4/2024
B
Florida 9/21/2021
B
Oklahoma 9/21/2021
B
Georgia 7/9/2024
B
Texas 7/1/2021
B
Illinois 3/15/2022
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Texas 9/1/2021
B
Louisiana 9/21/2021
B
Washington 3/15/2022
B
Michigan 4/29/2024
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 9/1/2021
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Registered with this firm since 7/1/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/10/2018 - 06/02/2021 | SAN ANTONIO,, TX |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.