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Detailed Report
COURTNEY Kalist
COURTNEY MOLITOR
CRD#: 6976582
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 190 CARONDELET PLZ STE 800
CLAYTON, MO 63105
Registration History
2018201920202021202220232024202520262 FIRMS2022 - 2023 (1 year)2 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Alabama 9/12/2018
B
Nebraska 9/12/2018
B
Alaska 9/12/2018
B
Nevada 9/12/2018
B
Arizona 9/12/2018
B
New Hampshire 9/12/2018
B
Arkansas 9/12/2018
B
New Jersey 9/12/2018
B
California 9/12/2018
B
New Mexico 9/12/2018
B
Colorado 9/12/2018
B
New York 9/12/2018
B
Connecticut 9/12/2018
B
North Carolina 9/12/2018
B
Delaware 9/12/2018
B
North Dakota 9/12/2018
B
District of Columbia 9/12/2018
B
Ohio 9/12/2018
B
Florida 9/12/2018
B
Oklahoma 9/12/2018
B
Georgia 9/12/2018
B
Oregon 9/12/2018
B
Hawaii 9/12/2018
B
Pennsylvania 9/12/2018
B
Idaho 9/12/2018
B
Puerto Rico 9/12/2018
B
Illinois 9/12/2018
B
Rhode Island 9/12/2018
B
Indiana 9/12/2018
B
South Carolina 9/12/2018
B
Iowa 9/12/2018
B
South Dakota 9/12/2018
B
Kansas 9/12/2018
B
Tennessee 9/12/2018
B
Kentucky 9/12/2018
B
Texas 9/12/2018
B
Louisiana 9/12/2018
IA
Texas 9/12/2018
B
Maine 9/12/2018
B
Utah 9/12/2018
B
Maryland 9/12/2018
B
Vermont 9/12/2018
B
Massachusetts 9/12/2018
B
Virgin Islands 9/12/2018
B
Michigan 9/12/2018
B
Virginia 9/12/2018
B
Minnesota 9/12/2018
B
Washington 9/12/2018
B
Mississippi 9/12/2018
B
West Virginia 9/12/2018
B
Missouri 8/31/2018
B
Wisconsin 9/12/2018
IA
Missouri 8/31/2018
B
Wyoming 9/12/2018
B
Montana 9/12/2018

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
190 CARONDELET PLZ STE 800, CLAYTON, MO 63105
Registered with this firm since 8/31/2018
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
190 CARONDELET PLZ STE 800, CLAYTON, MO 63105
Registered with this firm since 8/3/2018
Previous Registration(s)
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IA
 06/29/2022 - 08/21/2023 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) ST. LOUIS, MO
B
 06/29/2022 - 08/21/2023 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.