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Stephanie L Kastrup
Stephanie Lynn Barlow, Stephanie Barlow, Stephanie Lynn Wells, Stephanie Wells
CRD#: 6975163
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 601 N SECTION ST
FAIRHOPE, AL 36532
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
Disclosure(s)
View By:
9/26/2024
Judgment / Lien
7/23/2024
Financial
Final
5/29/2024
Financial
Final
3/29/2024
Financial
Final
2/19/2024
Financial
Final
License(s)

State Registrations

B
Alabama 11/5/2018

B
Michigan 12/10/2018

IA
Alabama 11/5/2018

B
Mississippi 12/10/2018

B
Arizona 12/10/2018

B
Missouri 12/10/2018

B
Arkansas 12/10/2018

B
Nevada 1/6/2025

B
California 12/10/2018

B
New Hampshire 5/2/2023

B
Colorado 12/10/2018

B
New Jersey 8/29/2019

B
Connecticut 12/10/2018

B
New Mexico 12/7/2022

B
District of Columbia 8/12/2022

B
New York 12/10/2018

B
Florida 12/10/2018

B
North Carolina 12/11/2018

B
Georgia 12/10/2018

B
Ohio 12/11/2018

B
Hawaii 9/19/2024

B
Oregon 12/10/2018

B
Idaho 12/10/2018

B
Pennsylvania 12/10/2018

B
Illinois 7/1/2021

B
South Carolina 3/19/2021

B
Indiana 10/30/2023

B
Tennessee 12/10/2018

B
Kansas 12/10/2018

B
Texas 12/10/2018

B
Kentucky 12/10/2018

IA
Texas 12/10/2018

B
Louisiana 12/10/2018

B
Virginia 12/10/2018

B
Maine 12/7/2021

B
Washington 12/10/2018

B
Maryland 7/7/2024

B
West Virginia 7/7/2024

B
Massachusetts 12/7/2022

B
Wisconsin 11/3/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
601 N SECTION ST, FAIRHOPE, AL 36532
Registered with this firm since 11/5/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
601 N SECTION ST, FAIRHOPE, AL 36532
Registered with this firm since 10/1/2018

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.