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NICHOLAS OLIN MCGUIRE
Nick McGuire
CRD#: 6973900
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 4200 Westheimer Rd
Suite 100
Houston, TX 77027
Registration History
201920202021202220232024202520262 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Arizona 6/25/2024

B
New Jersey 8/22/2022

B
Arkansas 3/26/2024

B
New York 5/20/2022

B
California 10/25/2019

B
North Carolina 8/22/2022

B
Colorado 6/22/2022

B
Ohio 7/7/2023

B
Connecticut 5/22/2023

B
Oklahoma 8/22/2022

B
District of Columbia 6/25/2024

B
Oregon 8/3/2022

B
Florida 3/15/2021

B
Texas 10/14/2019

B
Georgia 8/22/2022

IA
Texas 10/14/2019

B
Illinois 6/21/2023

B
Washington 8/22/2022

B
Kentucky 8/22/2022

B
Wisconsin 6/21/2023

B
Louisiana 6/25/2024

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4200 Westheimer Rd Suite 100, Houston, TX 77027
Registered with this firm since 10/14/2019

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4200 Westheimer Rd Suite 100, Houston, TX 77027
Registered with this firm since 9/13/2019

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.