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Detailed Report
AVERY KENYON
CRD#: 6973414
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2520 NORTHWINDS PKWY STE 200
TWO NORTHWINDS CENTER
ALPHARETTA, GA 30009
Registration History
20172018201920202021202220232024202520262 FIRMS2023 - Present (2 years)
Disclosure(s)
View By:
3/22/2017
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 3/30/2023
B
New Jersey 10/6/2023
B
Arizona 4/4/2023
B
New York 3/30/2023
B
California 3/30/2023
B
North Carolina 3/30/2023
B
Colorado 3/30/2023
B
Ohio 3/30/2023
B
District of Columbia 7/9/2024
B
Oklahoma 2/10/2025
B
Florida 4/18/2023
B
Pennsylvania 3/30/2023
B
Georgia 3/3/2023
B
Puerto Rico 4/18/2023
IA
Georgia 3/3/2023
B
South Carolina 3/31/2023
B
Indiana 11/20/2023
B
Tennessee 3/30/2023
B
Kansas 3/30/2023
B
Texas 3/30/2023
B
Louisiana 3/31/2023
IA
Texas 4/3/2023
B
Maryland 9/8/2023
B
Virgin Islands 8/8/2023
B
Massachusetts 3/29/2023
B
Virginia 3/30/2023
B
Mississippi 12/6/2023
B
Washington 3/30/2023
B
Missouri 3/31/2023
B
Wisconsin 3/30/2023
B
Nebraska 3/30/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2520 NORTHWINDS PKWY STE 200 TWO NORTHWINDS CENTER, ALPHARETTA, GA 30009
Suwanee, GA
Registered with this firm since 3/3/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2520 NORTHWINDS PKWY STE 200 TWO NORTHWINDS CENTER, ALPHARETTA, GA 30009
Suwanee, GA
Registered with this firm since 1/6/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.