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Detailed Report
TIMOTHY DAVID LUDWIG
TIMOTHY LUDWIG, Tim D Ludwig, Timothy David Ludwig
CRD#: 6972262
IA
Investment Adviser
B
Broker
VESTGEN ADVISORS, LLCCRD#: 318657 2155 Citygate Lane
Suite 125
Naperville, IL 60653
PRIVATE CLIENT SERVICES, LLCCRD#: 120222 2155 CityGate Lane, Suite 125
Naperville, IL 60563
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2023 (4 years)2 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arkansas 10/14/2024
B
Kentucky 10/14/2024
B
California 12/11/2024
B
Louisiana 10/14/2024
B
Florida 10/14/2024
B
Missouri 10/14/2024
B
Illinois 10/14/2024
B
South Carolina 10/14/2024
IA
Illinois 10/14/2024
B
Texas 10/14/2024
B
Indiana 10/14/2024
IA
Texas 10/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VESTGEN ADVISORS, LLC (CRD#:318657)
2155 Citygate Lane Suite 125, Naperville, IL 60653
Registered with this firm since 10/14/2024
B
PRIVATE CLIENT SERVICES, LLC (CRD#:120222)
2155 CityGate Lane, Suite 125, Naperville, IL 60563
Registered with this firm since 10/14/2024
Previous Registration(s)
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IA
 03/31/2023 - 10/15/2024 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Naperville, IL
B
 03/31/2023 - 10/15/2024 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) NAPERVILLE, IL
IA
 10/01/2018 - 04/03/2023 EDWARD JONES (CRD#:250) Aurora, IL
B
 07/24/2018 - 04/03/2023 EDWARD JONES (CRD#:250) Aurora, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.