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Detailed Report
Agnes Littmann
CRD#: 6971880
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 Pineville, NC
Registration History
201820192020202120222023202420252026IAADVICE AND PLANNING SERVICES (CRD# 20472)2021 - Present (4 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2018 - Present (6 years)
License(s)

State Registrations

B
Alabama 7/1/2019
B
Montana 7/1/2019
B
Alaska 7/1/2019
B
Nebraska 7/1/2019
B
Arizona 7/1/2019
B
Nevada 7/1/2019
B
Arkansas 7/1/2019
B
New Hampshire 7/1/2019
B
California 8/20/2018
B
New Jersey 8/20/2018
B
Colorado 8/20/2018
B
New Mexico 7/1/2019
B
Connecticut 8/20/2018
B
New York 8/20/2018
B
Delaware 7/1/2019
B
North Carolina 8/20/2018
B
District of Columbia 7/1/2019
IA
North Carolina 3/5/2021
B
Florida 8/20/2018
B
North Dakota 7/1/2019
B
Georgia 8/20/2018
B
Ohio 8/20/2018
B
Hawaii 7/1/2019
B
Oklahoma 7/1/2019
B
Idaho 7/1/2019
B
Oregon 7/1/2019
B
Illinois 8/20/2018
B
Pennsylvania 8/20/2018
B
Indiana 8/20/2018
B
Rhode Island 7/1/2019
B
Iowa 8/20/2018
B
South Carolina 7/1/2019
B
Kansas 7/1/2019
B
South Dakota 7/1/2019
B
Kentucky 7/1/2019
B
Tennessee 7/1/2019
B
Louisiana 7/1/2019
B
Texas 8/20/2018
B
Maine 7/1/2019
B
Utah 7/1/2019
B
Maryland 8/20/2018
B
Vermont 7/1/2019
B
Massachusetts 8/20/2018
B
Virginia 8/20/2018
B
Michigan 8/20/2018
B
Washington 8/20/2018
B
Minnesota 7/1/2019
B
West Virginia 7/1/2019
B
Mississippi 7/1/2019
B
Wisconsin 7/1/2019
B
Missouri 8/20/2018
B
Wyoming 7/1/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
Pineville, NC
8500 ANDREW CARNEGIE BLVD. CHARLOTTE REGIONAL, CHARLOTTE, NC 28262
Registered with this firm since 3/5/2021
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
Pineville, NC
8500 ANDREW CARNEGIE BLVD. CHARLOTTE REGIONAL, CHARLOTTE, NC 28262
Registered with this firm since 8/6/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.