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ANGELA T DERUBERTIS
ANGELA THERESA DERUBERTIS
CRD#: 6971004
IA
Investment Adviser
B
Broker
PUTNAM INVESTMENT MANAGEMENT, LLCCRD#: 106629 100 FEDERAL ST
BOSTON, MA 02110
FRANKLIN DISTRIBUTORS, LLCCRD#: 109064 Austin, TX
Registration History
201820192020202120222023202420252026BFRANKLIN DISTRIBUTORS, LLC (CRD# 109064)2024 - Present (<1 year)IAPUTNAM INVESTMENT MANAGEMENT, LLC (CRD# 106629)2021 - Present (3 years)BPUTNAM RETAIL MANAGEMENT LIMIT... (CRD# 7325)2021 - 2024 (2 years)BGOLDMAN SACHS & CO. LLC (CRD# 361)2021 - 2021 (<1 year)BMERCER ALLIED COMPANY, L.P. (CRD# 37404)2019 - 2021 (1 year)IAGOLDMAN SACHS AYCO PERSONAL FI... (CRD# 106693)2018 - 2021 (2 years)
License(s)

State Registrations

B
Arizona 7/2/2024

B
Missouri 7/2/2024

B
Arkansas 1/2/2025

B
Nevada 7/2/2024

B
California 7/2/2024

B
New Mexico 7/2/2024

B
Colorado 7/2/2024

B
New York 7/2/2024

B
Connecticut 7/2/2024

B
Oklahoma 7/2/2024

B
Florida 7/2/2024

B
Texas 7/2/2024

B
Kansas 7/2/2024

B
Utah 7/2/2024

IA
Massachusetts 8/31/2021

B
Wyoming 7/2/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
FRANKLIN DISTRIBUTORS, LLC (CRD#:109064)
Austin, TX
Registered with this firm since 7/2/2024

IA
PUTNAM INVESTMENT MANAGEMENT, LLC (CRD#:106629)
100 FEDERAL ST, BOSTON, MA 02110
Registered with this firm since 8/31/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/24/2021 - 07/02/2024 PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (CRD#:7325) Boston, MA
IA
09/28/2018 - 08/18/2021 GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT (CRD#:106693) COHOES, NY
B
01/04/2021 - 08/18/2021 GOLDMAN SACHS & CO. LLC (CRD#:361) COHOES, NY
B
04/12/2019 - 01/04/2021 MERCER ALLIED COMPANY, L.P. (CRD#:37404) COHOES, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.