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James T Lambert
James Tristan Lambert, James Lambert, Tristan Lambert
CRD#: 6970801
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 801 Brickell Avenue
Suite 2100
Miami, FL 33131
Registration History
201920202021202220232024202520262 FIRMS2019 - 2021 (1 year)2 FIRMS2022 - 2023 (1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 10/19/2023

B
New Hampshire 10/19/2023

B
California 10/19/2023

B
New Jersey 10/19/2023

B
Colorado 10/19/2023

B
New York 10/19/2023

B
Connecticut 10/19/2023

B
North Carolina 10/19/2023

B
Delaware 10/19/2023

B
Ohio 10/19/2023

B
Florida 10/19/2023

B
Pennsylvania 10/19/2023

IA
Florida 10/20/2023

B
Rhode Island 10/19/2023

B
Georgia 10/19/2023

B
South Carolina 10/19/2023

B
Illinois 10/19/2023

B
Tennessee 10/19/2023

B
Indiana 10/19/2023

B
Texas 10/19/2023

B
Kentucky 10/19/2023

IA
Texas 10/19/2023

B
Maryland 10/19/2023

B
Virgin Islands 10/19/2023

B
Massachusetts 10/19/2023

IA
Virgin Islands 10/23/2023

B
Minnesota 10/19/2023

B
Virginia 10/19/2023

B
Missouri 10/19/2023

B
Washington 10/19/2023

B
Nevada 10/19/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
801 Brickell Avenue Suite 2100, Miami, FL 33131
Lighthouse Point, FL
Registered with this firm since 10/19/2023

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
801 Brickell Avenue Suite 2100, Miami, FL 33131
Lighthouse Point, FL
Registered with this firm since 10/19/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/28/2022 - 10/23/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
B
01/27/2022 - 10/23/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
IA
10/30/2019 - 02/08/2021 MORGAN STANLEY (CRD#:149777) IRVINE, CA
B
10/30/2019 - 02/08/2021 MORGAN STANLEY (CRD#:149777) IRVINE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.