Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Brandon Michael Behrad
CRD#: 6970284
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 3840 Kilroy Airport Way
Suite 400
Long Beach, CA 90806
Registration History
2021202220232024202520262 FIRMS2021 - 2023 (2 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 10/5/2023
B
Nevada 10/5/2023
B
Arizona 10/5/2023
B
New Hampshire 10/5/2023
B
Arkansas 10/5/2023
B
New Jersey 10/5/2023
B
California 10/5/2023
B
New Mexico 10/5/2023
IA
California 10/5/2023
B
New York 10/5/2023
B
Colorado 10/5/2023
B
North Carolina 10/5/2023
B
Connecticut 10/5/2023
B
North Dakota 10/5/2023
B
Florida 10/5/2023
B
Ohio 10/5/2023
B
Georgia 10/5/2023
B
Oklahoma 10/5/2023
B
Hawaii 10/5/2023
B
Oregon 10/5/2023
B
Idaho 10/5/2023
B
Pennsylvania 10/5/2023
B
Kansas 10/18/2024
B
South Carolina 10/5/2023
B
Maine 10/5/2023
B
Tennessee 10/5/2023
B
Maryland 10/5/2023
B
Texas 10/5/2023
B
Massachusetts 10/5/2023
IA
Texas 10/5/2023
B
Michigan 10/5/2023
B
Utah 10/5/2023
B
Minnesota 10/5/2023
B
Virginia 10/5/2023
B
Mississippi 10/5/2023
B
Washington 10/5/2023
B
Missouri 10/5/2023
B
Wisconsin 10/5/2023
B
Montana 10/5/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806
Registered with this firm since 10/5/2023
B
MORGAN STANLEY (CRD#:149777)
3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806
Registered with this firm since 10/5/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/15/2021 - 10/03/2023 LPL FINANCIAL LLC (CRD#:6413) Seal Beach, CA
B
 08/12/2021 - 10/03/2023 LPL FINANCIAL LLC (CRD#:6413) Seal Beach, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.