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Detailed Report
Cole David
CRD#: 6970213
IA
Investment Adviser
CWM, LLCCRD#: 155344 5101 Lexington Square
Amarillo, TX 79119
Registration History
2020202120222023202420252026IACWM, LLC (CRD# 155344)2020 - Present (4 years)
License(s)

State Registrations

IA
Texas 9/16/2020
Current Registration(s)
IA
CWM, LLC (CRD#:155344)
5101 Lexington Square, Amarillo, TX 79119
1120 N Kimball Avenue Suite 100, Southlake, TX 76092
Registered with this firm since 5/27/2020
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.