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Detailed Report
Thomas Reid Riseling
CRD#: 6966412
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 105 W 7TH
DUMAS, TX 79029
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alaska 10/10/2023
B
Missouri 10/10/2023
B
Arizona 10/10/2023
B
Montana 10/10/2023
B
Arkansas 10/10/2023
B
New Mexico 10/10/2023
B
California 10/10/2023
B
North Carolina 10/10/2023
B
Colorado 10/10/2023
B
North Dakota 9/3/2024
B
Florida 10/10/2023
B
Oklahoma 10/10/2023
B
Georgia 10/10/2023
B
Oregon 10/10/2023
B
Indiana 10/10/2023
B
South Dakota 4/4/2024
B
Iowa 10/10/2023
B
Tennessee 10/10/2023
B
Kansas 10/10/2023
B
Texas 10/3/2023
B
Maine 1/2/2025
IA
Texas 10/4/2023
B
Massachusetts 8/28/2024
B
Virginia 10/10/2023
B
Michigan 10/10/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
105 W 7TH, DUMAS, TX 79029
Registered with this firm since 10/4/2023
B
EDWARD JONES (CRD#:250)
105 W 7TH, DUMAS, TX 79029
Registered with this firm since 6/15/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.