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Detailed Report
Jeremy Thomas Marshall
CRD#: 6963998
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1902 CAMPUS COMMONS DR
STE 500
RESTON, VA 20191-1592
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
California 1/27/2021
B
Pennsylvania 6/19/2020
B
Colorado 1/5/2022
B
Rhode Island 3/15/2021
B
District of Columbia 1/26/2021
B
South Carolina 6/19/2020
B
Florida 6/22/2020
IA
South Carolina 10/18/2021
B
Maryland 12/18/2020
B
Virginia 11/20/2018
B
Mississippi 1/27/2021
IA
Virginia 11/20/2018
B
New York 6/22/2020
B
Washington 11/3/2021
B
North Carolina 1/27/2021
B
West Virginia 1/26/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1902 CAMPUS COMMONS DR STE 500, RESTON, VA 20191-1592
Charleston, SC
Registered with this firm since 11/20/2018
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1902 CAMPUS COMMONS DR STE 500, RESTON, VA 20191-1592
Charleston, SC
Registered with this firm since 8/14/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.