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Gabriella Alvarenga
Gaby Alvarenga
CRD#: 6963359
IA
Investment Adviser
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Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 9499 NE 2ND AVE
MIAMI SHORES, FL 33138
Registration History
20082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2019 - 2023 (3 years)IASIGNET FINANCIAL MANAGEMENT, LLC (CRD# 105310)2023 - 2024 (<1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2022 - 2023 (<1 year)
Disclosure(s)
View By:
5/9/2008
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 1/2/2025

B
Massachusetts 1/3/2025

B
California 1/29/2025

B
New Jersey 1/2/2025

B
Connecticut 1/2/2025

B
New York 1/2/2025

B
Florida 11/19/2024

B
Pennsylvania 1/3/2025

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Florida 11/19/2024

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Texas 1/2/2025

B
Georgia 1/3/2025

B
Texas 1/3/2025

SRO Registrations

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Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
9499 NE 2ND AVE, MIAMI SHORES, FL 33138
Registered with this firm since 11/19/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
9499 NE 2ND AVE, MIAMI SHORES, FL 33138
Registered with this firm since 11/18/2024

Previous Registration(s)
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07/12/2023 - 03/28/2024 SIGNET FINANCIAL MANAGEMENT, LLC (CRD#:105310) Miami, FL
IA
10/25/2022 - 06/15/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) CORAL GABLES, FL
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12/13/2019 - 06/15/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) CORAL GABLES, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.