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DENNIS JAMES WILLIAM COWELL
DENNIS JAMESWILLIAM COWELL
CRD#: 6961990
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 222 PALM COAST PKWY NE
PALM COAST, FL 32137
Registration History
201820192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2021 - Present (4 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2018 - Present (6 years)
License(s)

State Registrations

B
Florida 8/2/2018

B
Georgia 9/11/2018

IA
Florida 2/8/2021

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
222 PALM COAST PKWY NE, PALM COAST, FL 32137
Registered with this firm since 2/8/2021

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
222 PALM COAST PKWY NE, PALM COAST, FL 32137
Registered with this firm since 8/1/2018

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.