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Detailed Report
Susan Pauling
Susan Wimmer
CRD#: 6960886
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 4 E MAIN ST
SUITE 400
WACONIA, MN 55387-1113
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
Disclosure(s)
View By:
10/3/2022
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 12/16/2019
B
North Dakota 1/7/2019
B
Colorado 1/7/2019
B
Oregon 12/9/2024
B
Florida 1/28/2019
B
South Dakota 1/7/2019
B
Hawaii 12/16/2019
B
Texas 12/8/2022
IA
Minnesota 11/2/2018
IA
Texas 12/15/2022
B
Minnesota 11/3/2018
B
Vermont 5/22/2023
B
Montana 1/22/2019
B
Virginia 8/27/2019
B
North Carolina 9/9/2022
B
Wisconsin 1/7/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
4 E MAIN ST SUITE 400, WACONIA, MN 55387-1113
Registered with this firm since 11/2/2018
B
EDWARD JONES (CRD#:250)
4 E MAIN ST SUITE 400, WACONIA, MN 55387-1113
Registered with this firm since 10/4/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.