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Detailed Report
Ian Richard Hastings
CRD#: 6960850
IA
Investment Adviser
B
Broker
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.CRD#: 106277 Venice, CA
FEDERATED SECURITIES CORP.CRD#: 5009 Venice, CA
Registration History
2018201920202021202220232024202520264 FIRMS2018 - Present (6 years)IAFEDERATED GLOBAL INVESTMENT MA... (CRD# 106277)2020 - Present (4 years)
License(s)

State Registrations

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Alabama 9/17/2018
B
Nebraska 9/17/2018
B
Alaska 7/8/2020
B
Nevada 9/17/2018
B
Arizona 9/17/2018
B
New Hampshire 7/8/2020
B
Arkansas 9/17/2018
B
New Jersey 9/17/2018
B
California 9/17/2018
B
New Mexico 9/17/2018
B
Colorado 9/17/2018
B
New York 9/17/2018
B
Connecticut 9/17/2018
IA
New York 8/5/2021
B
Delaware 9/17/2018
B
North Carolina 9/17/2018
B
District of Columbia 9/17/2018
B
North Dakota 9/17/2018
B
Florida 9/17/2018
B
Ohio 9/17/2018
B
Georgia 9/17/2018
B
Oklahoma 9/17/2018
B
Hawaii 7/8/2020
B
Oregon 9/17/2018
B
Idaho 9/17/2018
B
Pennsylvania 8/14/2018
B
Illinois 9/17/2018
IA
Pennsylvania 8/14/2018
IA
Illinois 10/13/2022
B
Puerto Rico 7/8/2020
B
Indiana 9/17/2018
IA
Puerto Rico 7/8/2020
B
Iowa 9/17/2018
B
Rhode Island 9/17/2018
B
Kansas 9/17/2018
B
South Carolina 9/17/2018
B
Kentucky 9/17/2018
B
South Dakota 9/17/2018
B
Louisiana 9/17/2018
B
Tennessee 7/8/2020
B
Maine 9/17/2018
B
Texas 7/8/2020
B
Maryland 9/17/2018
IA
Texas 7/8/2020
IA
Massachusetts 8/23/2018
B
Utah 9/17/2018
B
Massachusetts 9/17/2018
B
Vermont 9/17/2018
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Michigan 9/17/2018
B
Virginia 9/17/2018
B
Minnesota 9/17/2018
B
Washington 9/17/2018
B
Mississippi 9/17/2018
B
West Virginia 9/17/2018
B
Missouri 9/17/2018
B
Wisconsin 7/8/2020
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Montana 9/17/2018
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Wyoming 9/17/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. (CRD#:106277)
Venice, CA
Registered with this firm since 7/8/2020
IA
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC (CRD#:109355)
Venice, CA
Registered with this firm since 8/23/2018
IA
FEDERATED SECURITIES CORP. (CRD#:5009)
Venice, CA
Registered with this firm since 8/14/2018
IA
FEDERATED INVESTMENT COUNSELING (CRD#:105325)
Venice, CA
Registered with this firm since 8/14/2018
B
FEDERATED SECURITIES CORP. (CRD#:5009)
Venice, CA
Registered with this firm since 7/16/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.