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Detailed Report
Daniel J Carter Jr
Daniel J Carter, Daniel Joe Carter Jr, Daniel Joe Carter
CRD#: 6960806
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 225 W CAUSEWAY APPROACH
STE A
MANDEVILLE, LA 70448
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2019 (<1 year)2 FIRMS2023 - Present (1 year)IAZION CAPITAL LLC (CRD# 307421)2021 - 2021 (<1 year)
License(s)

State Registrations

B
Louisiana 3/13/2023
B
Mississippi 5/18/2023
IA
Louisiana 5/10/2023
B
Texas 7/22/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
225 W CAUSEWAY APPROACH STE A, MANDEVILLE, LA 70448
Registered with this firm since 5/10/2023
B
PFS INVESTMENTS INC. (CRD#:10111)
225 W CAUSEWAY APPROACH STE A, MANDEVILLE, LA 70448
Registered with this firm since 3/11/2023
Previous Registration(s)
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IA
 03/05/2021 - 12/31/2021 ZION CAPITAL LLC (CRD#:307421) LACOMBE, LA
IA
 08/20/2018 - 03/20/2019 EDWARD JONES (CRD#:250) SLIDELL, LA
B
 07/26/2018 - 03/20/2019 EDWARD JONES (CRD#:250) SLIDELL, LA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.