Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Anatoly Iofe
CRD#: 6960075
IA
Investment Adviser
B
Broker
ICEBRIDGE FINANCIAL GROUPCRD#: 323346 433 PLAZA REAL
SUITE 275
BOCA RATON, FL 33432
THE LEADERS GROUP, INC.CRD#: 37157 433 Plaza Real, Suite 275
Boca Raton, FL 33432
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2022 (3 years)2 FIRMS2022 - Present (2 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2018 - 2018 (<1 year)
License(s)

State Registrations

B
California 10/17/2022
IA
Florida 10/20/2022
B
Florida 10/17/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ICEBRIDGE FINANCIAL GROUP (CRD#:323346)
433 PLAZA REAL SUITE 275, BOCA RATON, FL 33432
Registered with this firm since 10/20/2022
B
THE LEADERS GROUP, INC. (CRD#:37157)
433 Plaza Real, Suite 275, Boca Raton, FL 33432
433 Plaza Real, Suite 275, Boca Raton, FL 33432
Registered with this firm since 10/17/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/18/2018 - 10/26/2022 UBS FINANCIAL SERVICES INC. (CRD#:8174) CORAL GABLES, FL
B
 12/17/2018 - 10/26/2022 UBS FINANCIAL SERVICES INC. (CRD#:8174) CORAL GABLES, FL
B
 08/10/2018 - 11/20/2018 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) AVENTURA, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.