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Detailed Report
MOHAMED TABBAA
MOHAMED YAZEN TABBAA, Mohamed Tabbaa, Yazen Tabbaa
CRD#: 6959772
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 617 PIERMONT RD
CLOSTER, NJ 07624
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2018 - 2022 (3 years)2 FIRMS2022 - 2025 (2 years)2 FIRMS2025 - Present (<1 year)
Disclosure(s)
View By:
9/30/2015
Financial
Final
9/28/2015
Financial
Final
License(s)

State Registrations

B
Alabama 2/6/2025
B
New Hampshire 2/6/2025
B
Arizona 2/6/2025
B
New Jersey 2/6/2025
B
California 2/6/2025
IA
New Jersey 2/6/2025
B
Colorado 2/6/2025
B
New Mexico 2/6/2025
B
Connecticut 2/6/2025
B
North Carolina 2/6/2025
B
Delaware 2/6/2025
B
Ohio 2/6/2025
B
District of Columbia 2/6/2025
B
Pennsylvania 2/6/2025
B
Florida 2/6/2025
B
Rhode Island 2/6/2025
B
Georgia 2/6/2025
B
South Carolina 2/6/2025
B
Illinois 2/6/2025
B
Tennessee 2/6/2025
B
Indiana 2/6/2025
B
Texas 2/6/2025
B
Maine 2/6/2025
IA
Texas 2/6/2025
B
Maryland 2/6/2025
B
Vermont 2/6/2025
B
Massachusetts 2/6/2025
B
Virginia 2/6/2025
B
Michigan 2/6/2025
B
Washington 2/6/2025
B
Minnesota 2/6/2025
B
West Virginia 2/6/2025
B
Missouri 2/6/2025
B
Wisconsin 2/6/2025
B
Nevada 2/6/2025

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
617 PIERMONT RD, CLOSTER, NJ 07624
Registered with this firm since 2/6/2025
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
617 PIERMONT RD, CLOSTER, NJ 07624
Registered with this firm since 2/6/2025
Previous Registration(s)
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IA
 04/11/2022 - 02/06/2025 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) PARAMUS, NJ
B
 03/31/2022 - 02/06/2025 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) PARAMUS, NJ
IA
 10/10/2018 - 02/10/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MONTVALE, NJ
B
 09/11/2018 - 02/10/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MONTVALE, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.