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Detailed Report
Steven Michael Leonard
Steven Leonard
CRD#: 6959182
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 4 CityPlace Dr Suite 470
CREVE COEUR, MO 63141
Registration History
201920202021202220232024202520262 FIRMS2019 - 2020 (1 year)2 FIRMS2023 - Present (1 year)IACOMPASS RETIREMENT GROUP LLC (CRD# 282420)2020 - 2023 (2 years)
License(s)

State Registrations

B
Florida 2/14/2024
B
North Carolina 12/21/2023
B
Illinois 12/15/2023
B
Oklahoma 1/29/2024
IA
Missouri 10/13/2023
B
Texas 2/27/2025
B
Missouri 11/7/2023
IA
Texas 2/28/2025

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
4 CityPlace Dr Suite 470, CREVE COEUR, MO 63141
Registered with this firm since 10/13/2023
B
EDWARD JONES (CRD#:250)
4 CityPlace Dr Suite 470, CREVE COEUR, MO 63141
Registered with this firm since 10/13/2023
Previous Registration(s)
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IA
 12/06/2020 - 09/22/2023 COMPASS RETIREMENT GROUP LLC (CRD#:282420) ST. LOUIS, MO
IA
 08/06/2019 - 11/10/2020 EDWARD JONES (CRD#:250) FLORISSANT, MO
B
 07/13/2019 - 11/10/2020 EDWARD JONES (CRD#:250) FLORISSANT, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.