Individual Firm
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Katherine Krause
Katherine T Krause, Katherine Tillie Krause
CRD#: 6959169
IA
B
EDWARD JONESCRD#: 250 703 S 1ST ST
LAMESA, TX 79331
LAMESA, TX 79331
0
Disclosures
3
Years of Experience
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State Registrations
B
Colorado 10/23/2024
B
North Carolina 10/23/2024
B
Idaho 2/19/2025
B
Ohio 10/23/2024
B
Indiana 10/23/2024
B
Oklahoma 10/23/2024
B
Iowa 10/23/2024
B
Oregon 10/23/2024
B
Minnesota 10/23/2024
B
Texas 10/15/2024
B
Mississippi 10/23/2024
IA
Texas 10/15/2024
B
New Mexico 10/23/2024
B
Virginia 10/23/2024
B
New York 10/23/2024
B
Washington 10/23/2024
SRO Registrations
B
B
B
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/14/2022 - 08/12/2024 | MIDLAND, TX | |
IA | 12/22/2021 - 07/01/2022 | Midland, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.