Individual Firm
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Nicholas S Castellano
Nicholas Salvatore Castellano, Nick Castellano
CRD#: 6954585
IA
B
MORGAN STANLEYCRD#: 149777 1550 Market Street
Suite 600
Denver, CO 80202
Suite 600
Denver, CO 80202
0
Disclosures
5
Years of Experience
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State Registrations
B
Alaska 11/16/2022
B
Nebraska 11/16/2022
B
Arizona 11/16/2022
B
Nevada 11/16/2022
B
California 11/16/2022
B
New Hampshire 11/16/2022
B
Colorado 11/16/2022
B
New Jersey 11/16/2022
IA
Colorado 9/13/2023
B
New York 11/16/2022
B
Florida 11/16/2022
B
Pennsylvania 11/16/2022
B
Georgia 11/16/2022
B
South Carolina 11/16/2022
B
Idaho 11/16/2022
B
South Dakota 11/16/2022
B
Illinois 11/16/2022
B
Texas 11/16/2022
B
Kansas 11/16/2022
IA
Texas 10/3/2023
B
Maryland 11/16/2022
B
Utah 11/16/2022
B
Michigan 11/16/2022
B
Washington 11/16/2022
B
Minnesota 11/16/2022
B
Wisconsin 11/16/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/13/2023
B
Registered with this firm since 11/16/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/20/2020 - 08/09/2022 | Denver, CO | |
IA | 01/14/2020 - 02/24/2020 | ROCHESTER, NY | |
B | 07/30/2019 - 02/24/2020 | ROCHESTER, NY | |
B | 10/10/2018 - 04/03/2019 | Pittsford, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.