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Detailed Report
Angela Catalina Leal Garcia
ANGELA CATALINA GARCIA, Angela Garcia, Angela Leal, Angela Catalina LealGarcia
CRD#: 6953277
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 Citi Private Bank
201 S. Biscayne Blvd, FL 31 Ste 3100 & FL 33 Ste 3
Miami, FL 33131
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2022 (4 years)2 FIRMS2023 - Present (2 years)
License(s)

State Registrations

B
Florida 1/23/2023
B
New York 6/16/2023
IA
Florida 1/24/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Citi Private Bank 201 S. Biscayne Blvd, FL 31 Ste 3100 & FL 33 Ste 3, Miami, FL 33131
Registered with this firm since 1/24/2023
B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Citi Private Bank 201 S. Biscayne Blvd, FL 31 Ste 3100 & FL 33 Ste 3, Miami, FL 33131
Registered with this firm since 1/23/2023
Previous Registration(s)
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 09/27/2018 - 10/10/2022 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Fort Lauderdale, FL
B
 06/07/2018 - 10/10/2022 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Fort Lauderdale, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.