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Detailed Report
YUYAN CHEN
CRD#: 6950090
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 2211 MICHELSON DR. STE 100 & 120
IRVINE, CA 92612
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 2211 MICHELSON DRIVE
SUITES 100, 120
IRVINE, CA 92612
Registration History
2018201920202021202220232024202520262 FIRMS2021 - Present (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2018 - 2021 (2 years)
License(s)

State Registrations

B
Arizona 8/31/2022
B
Nevada 8/31/2022
B
Arkansas 5/19/2023
B
New Jersey 11/2/2023
B
California 9/21/2021
B
New York 11/2/2023
IA
California 12/8/2021
B
North Carolina 7/16/2024
B
Colorado 7/16/2024
B
Ohio 9/27/2024
B
Connecticut 9/3/2024
B
Oregon 9/13/2023
B
District of Columbia 2/12/2025
B
Pennsylvania 5/22/2023
B
Florida 5/19/2023
B
Texas 5/19/2023
B
Hawaii 4/16/2024
IA
Texas 7/21/2023
B
Iowa 9/4/2024
B
Utah 11/21/2023
B
Louisiana 3/26/2024
B
Virginia 8/4/2023
B
Massachusetts 10/11/2022
B
Washington 3/25/2023
B
Michigan 5/24/2023

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
2211 MICHELSON DR. STE 100 & 120, IRVINE, CA 92612
Registered with this firm since 12/8/2021
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
2211 MICHELSON DRIVE SUITES 100, 120, IRVINE, CA 92612
IRVINE, CA
Registered with this firm since 9/21/2021
Previous Registration(s)
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B
 06/08/2018 - 04/08/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.