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William Baird
WILLIAM ALEXANDER BAIRD
CRD#: 6949132
IA
B
HUNTINGTON FINANCIAL ADVISORSCRD#: 16986 Prince and Belleview
2690 W Belleview Ave
Littleton, CO 80123
2690 W Belleview Ave
Littleton, CO 80123
0
Disclosures
6
Years of Experience
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State Registrations
B
Arizona 2/5/2025
B
Michigan 9/4/2024
B
Colorado 12/22/2022
B
Minnesota 9/27/2023
IA
Colorado 12/22/2022
SRO Registrations
B
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IA
Registered with this firm since 12/22/2022
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Registered with this firm since 12/22/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/01/2019 - 10/10/2022 | Lone Tree, CO | |
B | 09/14/2018 - 10/10/2022 | Lone Tree, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.