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Detailed Report
Krisha Diane Sleister
CRD#: 6948286
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 11100 NE 8th St.
Suite 250
Bellevue, WA 98004-4465
Registration History
201820192020202120222023202420252026IACHARLES SCHWAB & CO., INC. (CRD# 5393)2021 - Present (4 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2018 - Present (6 years)BTD AMERITRADE, INC. (CRD# 7870)2023 - 2024 (<1 year)
License(s)

State Registrations

B
Alaska 5/22/2024
B
Nevada 5/22/2024
B
Arizona 5/22/2024
B
New Jersey 5/22/2024
B
California 5/22/2024
B
New Mexico 5/22/2024
B
Colorado 5/22/2024
B
New York 5/22/2024
B
District of Columbia 5/22/2024
B
North Carolina 5/22/2024
B
Florida 5/22/2024
B
Ohio 5/22/2024
B
Georgia 5/22/2024
B
Oklahoma 5/22/2024
B
Hawaii 5/22/2024
B
Oregon 5/22/2024
B
Idaho 5/22/2024
B
Pennsylvania 5/22/2024
B
Illinois 5/22/2024
B
Rhode Island 5/22/2024
B
Indiana 5/22/2024
B
South Carolina 5/22/2024
B
Iowa 5/22/2024
B
Tennessee 5/22/2024
B
Kentucky 5/22/2024
B
Texas 5/22/2024
B
Maine 5/22/2024
B
Utah 5/22/2024
B
Maryland 5/22/2024
B
Virginia 5/22/2024
B
Massachusetts 5/22/2024
B
Washington 10/16/2018
B
Michigan 5/22/2024
IA
Washington 2/26/2021
B
Mississippi 5/22/2024
B
West Virginia 5/22/2024
B
Missouri 5/22/2024
B
Wisconsin 5/22/2024
B
Montana 5/22/2024
B
Wyoming 5/22/2024
B
Nebraska 5/22/2024

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
11100 NE 8th St. Suite 250, Bellevue, WA 98004-4465
Registered with this firm since 2/26/2021
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
11100 NE 8th St. Suite 250, Bellevue, WA 98004-4465
Registered with this firm since 9/14/2018
Previous Registration(s)
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B
 11/17/2023 - 07/29/2024 TD AMERITRADE, INC. (CRD#:7870) Bellevue, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.