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Detailed Report
Brayden Isaac Van Ess
CRD#: 6946090
IA
Investment Adviser
B
Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 2808 KOHLER MEMORIAL DR
SHEBOYGAN, WI 53081
Registration History
20202021202220232024202520262 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Michigan 12/19/2023
B
Wisconsin 11/23/2020
B
Minnesota 7/2/2021
IA
Wisconsin 11/23/2020
B
Missouri 5/12/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
2808 KOHLER MEMORIAL DR, SHEBOYGAN, WI 53081
Registered with this firm since 11/23/2020
B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
2808 KOHLER MEMORIAL DR, SHEBOYGAN, WI 53081
Registered with this firm since 9/4/2020
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.