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Allison Graham
Allison Saunders
CRD#: 6945985
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
202120222023202420252026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 11/7/2022

B
Mississippi 11/7/2022

B
California 11/7/2022

B
Missouri 11/7/2022

B
Colorado 11/7/2022

B
Nevada 11/7/2022

B
Connecticut 11/7/2022

B
New Hampshire 3/21/2024

B
Delaware 11/7/2022

B
New Jersey 11/7/2022

B
District of Columbia 11/7/2022

B
New Mexico 11/7/2022

B
Florida 11/7/2022

B
New York 11/7/2022

B
Georgia 11/7/2022

B
North Carolina 11/7/2022

B
Hawaii 11/7/2022

B
Ohio 11/7/2022

B
Idaho 7/12/2023

B
Oklahoma 11/7/2022

B
Illinois 10/20/2022

B
Oregon 11/7/2022

IA
Illinois 10/20/2022

B
Pennsylvania 11/7/2022

B
Indiana 11/7/2022

B
South Carolina 11/7/2022

B
Iowa 11/7/2022

B
South Dakota 6/11/2024

B
Kentucky 11/7/2022

B
Texas 11/7/2022

B
Louisiana 11/7/2022

IA
Texas 11/7/2022

B
Maine 11/7/2022

B
Virginia 11/7/2022

B
Maryland 11/7/2022

B
Washington 11/7/2022

B
Massachusetts 11/7/2022

B
Wisconsin 11/7/2022

B
Michigan 11/7/2022

B
Wyoming 5/21/2024

B
Minnesota 5/1/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 10/20/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 4/19/2021

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.