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Detailed Report
Nicole Marie Randolph
Nicole Marie Greenwald
CRD#: 6945816
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 1533 CAPE CORAL PKWY W
CAPE CORAL, FL 33914
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 1533 CAPE CORAL PKWY W
CAPE CORAL, FL 33914
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2021 (2 years)2 FIRMS2021 - Present (4 years)
License(s)

State Registrations

IA
Florida 9/19/2022
B
Maryland 2/17/2021
B
Florida 10/7/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
1533 CAPE CORAL PKWY W, CAPE CORAL, FL 33914
CAPE CORAL, FL
Registered with this firm since 2/17/2021
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
1533 CAPE CORAL PKWY W, CAPE CORAL, FL 33914
Registered with this firm since 2/17/2021
Previous Registration(s)
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IA
 08/30/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 06/26/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.