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Harry Lee Pence Jr.
Harry Pence
CRD#: 6944580
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 3050 PEACHTREE ROAD, NW
SUITE 600
ATLANTA, GA 30305
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 6/18/2021

B
Louisiana 7/9/2021

B
California 6/18/2021

B
New York 6/18/2021

B
Florida 6/18/2021

B
North Carolina 6/22/2021

B
Georgia 6/18/2021

B
South Carolina 6/18/2021

IA
Georgia 6/21/2021

B
Virginia 6/18/2021

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
3050 PEACHTREE ROAD, NW SUITE 600, ATLANTA, GA 30305
Registered with this firm since 6/21/2021

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
3050 PEACHTREE ROAD, NW SUITE 600, ATLANTA, GA 30305
Registered with this firm since 6/18/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/23/2018 - 06/21/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PEACHTREE CITY, GA
B
06/26/2018 - 06/21/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PEACHTREE CITY, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.