• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
PORFIRIO CARLOS
PORFIRIO CARLOS JR, Porfirio Carlos
CRD#: 6940367
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 HENDERSON, NV
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 HENDERSON, NV
Registration History
2018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2018 - 2022 (4 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2021 - 2022 (1 year)
License(s)

State Registrations

B
Alabama 12/8/2022

B
Nevada 12/8/2022

B
Alaska 12/8/2022

IA
Nevada 12/21/2022

B
Arizona 12/8/2022

B
New Hampshire 12/8/2022

B
Arkansas 12/8/2022

B
New Jersey 12/8/2022

B
California 12/8/2022

B
New Mexico 12/8/2022

B
Colorado 12/8/2022

B
New York 12/8/2022

B
Connecticut 12/8/2022

B
North Carolina 12/8/2022

B
Delaware 12/8/2022

B
North Dakota 12/8/2022

B
District of Columbia 12/8/2022

B
Ohio 12/9/2022

B
Florida 12/8/2022

B
Oklahoma 12/8/2022

B
Georgia 12/8/2022

B
Oregon 12/8/2022

B
Hawaii 12/8/2022

B
Pennsylvania 12/8/2022

B
Idaho 12/8/2022

B
Puerto Rico 12/8/2022

B
Illinois 12/8/2022

B
Rhode Island 12/8/2022

B
Indiana 12/8/2022

B
South Carolina 12/8/2022

B
Iowa 12/8/2022

B
South Dakota 12/8/2022

B
Kansas 12/8/2022

B
Tennessee 12/8/2022

B
Kentucky 12/8/2022

B
Texas 12/8/2022

B
Louisiana 12/8/2022

IA
Texas 9/1/2024

B
Maine 12/8/2022

B
Utah 12/8/2022

B
Maryland 12/8/2022

B
Vermont 12/8/2022

B
Massachusetts 12/8/2022

B
Virgin Islands 12/8/2022

B
Michigan 12/8/2022

B
Virginia 12/8/2022

B
Minnesota 12/8/2022

B
Washington 12/8/2022

B
Mississippi 12/8/2022

B
West Virginia 12/8/2022

B
Missouri 12/8/2022

B
Wisconsin 12/8/2022

B
Montana 12/8/2022

B
Wyoming 12/8/2022

B
Nebraska 12/8/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
HENDERSON, NV
Registered with this firm since 12/21/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
HENDERSON, NV
Registered with this firm since 12/8/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/14/2021 - 10/28/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) HENDERSON, NV
B
08/06/2018 - 10/28/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) HENDERSON, NV
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.