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JAMICIA SIREE WARE
JAMICIA WARE
CRD#: 6939648
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 4400 POST OAK PARKWAY
20TH FLOOR
HOUSTON, TX 77027
Registration History
20172018201920202021202220232024202520262 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - Present (3 years)
Disclosure(s)
View By:
8/22/2017
Financial
Final
License(s)

State Registrations

B
Alabama 10/7/2022

B
Massachusetts 1/18/2022

B
Arizona 1/25/2022

B
Minnesota 1/14/2022

B
California 1/14/2022

B
Mississippi 1/14/2022

B
Colorado 1/18/2022

B
Nevada 1/27/2022

B
Connecticut 1/14/2022

B
New York 1/14/2022

B
Delaware 1/14/2022

B
Oregon 1/19/2022

B
Florida 1/18/2022

B
Pennsylvania 1/14/2022

B
Hawaii 1/18/2022

B
South Carolina 1/24/2022

B
Illinois 9/16/2024

B
Texas 12/1/2021

B
Iowa 1/18/2022

IA
Texas 12/1/2021

B
Kansas 2/29/2024

B
Wyoming 7/18/2022

B
Louisiana 1/20/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
4400 POST OAK PARKWAY 20TH FLOOR, HOUSTON, TX 77027
Richmond, TX
Registered with this firm since 12/1/2021

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
4400 POST OAK PARKWAY 20TH FLOOR, HOUSTON, TX 77027
Richmond, TX
Registered with this firm since 12/1/2021

Previous Registration(s)
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IA
09/12/2018 - 12/08/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SUGAR LAND, TX
B
07/03/2018 - 12/08/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SUGAR LAND, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.