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JEFFREY ALAN SCHMIDT
Jeffrey A Schmidt Mr., Jeffrey A Schmidt, Jeffrey Alan Schmidt
CRD#: 6933610
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 500 LAKE COOK RD STES 175 & 300
DEERFIELD, IL 60015
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2023 (5 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arkansas 11/14/2023

B
New York 11/14/2023

B
California 11/14/2023

B
North Carolina 11/14/2023

B
Colorado 11/14/2023

B
Ohio 1/31/2024

B
Florida 11/14/2023

B
Pennsylvania 11/14/2023

B
Illinois 11/14/2023

B
South Carolina 11/14/2023

IA
Illinois 11/14/2023

B
Tennessee 11/12/2024

B
Indiana 11/14/2023

B
Texas 11/14/2023

B
Massachusetts 11/14/2023

IA
Texas 11/14/2023

B
Missouri 11/14/2023

B
Washington 11/14/2023

B
New Jersey 11/14/2023

B
Wisconsin 11/14/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
500 LAKE COOK RD STES 175 & 300, DEERFIELD, IL 60015
Registered with this firm since 11/14/2023

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
500 LAKE COOK RD STES 175 & 300, DEERFIELD, IL 60015
Registered with this firm since 11/14/2023

Previous Registration(s)
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IA
06/15/2018 - 11/17/2023 EDWARD JONES (CRD#:250) Libertyville, IL
B
05/24/2018 - 11/17/2023 EDWARD JONES (CRD#:250) Libertyville, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.