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FADI SOUHAIL ARIDI
FADI S ARIDI, Fadi Souhail Aridi, Fadi Aridi
CRD#: 6933518
IA
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WELLS FARGO ADVISORSCRD#: 19616 50 W SAN FERNANDO ST STE 1500
[SUPPORT CENTER]
SAN JOSE, CA 95113
[SUPPORT CENTER]
SAN JOSE, CA 95113
0
Disclosures
3
Years of Experience
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State Registrations
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California 10/3/2024
IA
California 10/3/2024
SRO Registrations
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Registered with this firm since 10/3/2024
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Registered with this firm since 10/3/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/17/2021 - 04/22/2023 | SAN DIEGO, CA | |
B | 09/17/2021 - 04/22/2023 | SAN DIEGO, CA | |
IA | 11/30/2018 - 11/06/2019 | PALO ALTO, CA | |
B | 08/30/2018 - 11/06/2019 | PALO ALTO, CA |
PALO ALTO, CA
11/30/2018 - 11/06/2019
PALO ALTO, CA
08/30/2018 - 11/06/2019
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.