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Claudio E Edington
CLAUDIO E EDINGTON, CLAUDIO EDINGTON, Claudio Eugene Edington
CRD#: 6933289
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J.P. MORGAN SECURITIES LLCCRD#: 79 8181 Communications Parkway
Plano, TX 75024
Plano, TX 75024
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Disclosures
6
Years of Experience
View By:
State Registrations
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Ohio 11/7/2022
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Texas 11/4/2022
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Ohio 11/7/2022
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Texas 11/4/2022
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 11/4/2022
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Registered with this firm since 11/4/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/31/2021 - 07/05/2022 | Westlake, TX | |
IA | 07/24/2018 - 08/22/2021 | Chicago, IL | |
B | 05/10/2018 - 08/22/2021 | Chicago, IL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.