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Detailed Report
Casey John Meyer
Casey Meyer
CRD#: 6931261
IA
Investment Adviser
B
Broker
PRINCIPAL SECURITIES, INC.CRD#: 1137 9245 LAGUNA SPRINGS DR
STE 100
ELK GROVE, CA 95758
Registration History
201920202021202220232024202520262 FIRMS2022 - Present (2 years)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2020 - 2022 (2 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2019 - 2019 (<1 year)
License(s)

State Registrations

B
California 7/27/2022
B
Texas 6/11/2023
IA
California 10/24/2022
IA
Texas 6/11/2023
B
Idaho 8/28/2023
B
Washington 1/18/2023
B
Nevada 7/26/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRINCIPAL SECURITIES, INC. (CRD#:1137)
9245 LAGUNA SPRINGS DR STE 100, ELK GROVE, CA 95758
Registered with this firm since 10/24/2022
B
PRINCIPAL SECURITIES, INC. (CRD#:1137)
9245 LAGUNA SPRINGS DR STE 100, ELK GROVE, CA 95758
Registered with this firm since 7/27/2022
Previous Registration(s)
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B
 03/25/2020 - 07/18/2022 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) LIVERMORE, CA
B
 03/22/2019 - 09/20/2019 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) SACRAMENTO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.