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Detailed Report
Jaynish Gandhi
CRD#: 6929974
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1 COWBOYS WAY
FRISCO, TX 75034
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Alabama 10/21/2021
B
Nebraska 10/21/2021
B
Alaska 10/21/2021
B
Nevada 10/21/2021
B
Arizona 10/21/2021
B
New Hampshire 9/20/2018
B
Arkansas 10/21/2021
B
New Jersey 8/3/2018
B
California 10/21/2021
B
New Mexico 10/21/2021
B
Colorado 10/21/2021
B
New York 9/20/2018
B
Connecticut 9/20/2018
B
North Carolina 10/21/2021
B
Delaware 9/20/2018
B
North Dakota 10/21/2021
B
District of Columbia 9/20/2018
B
Ohio 10/21/2021
B
Florida 9/20/2018
B
Oklahoma 10/21/2021
B
Georgia 10/21/2021
B
Oregon 10/21/2021
B
Hawaii 10/21/2021
B
Pennsylvania 9/20/2018
B
Idaho 10/21/2021
B
Puerto Rico 10/21/2021
B
Illinois 10/21/2021
B
Rhode Island 9/20/2018
B
Indiana 10/21/2021
B
South Carolina 10/21/2021
B
Iowa 10/21/2021
B
South Dakota 10/21/2021
B
Kansas 10/21/2021
B
Tennessee 10/21/2021
B
Kentucky 10/21/2021
B
Texas 9/20/2018
B
Louisiana 10/21/2021
IA
Texas 9/25/2018
B
Maine 10/21/2021
B
Utah 10/21/2021
B
Maryland 9/20/2018
B
Vermont 10/21/2021
B
Massachusetts 9/20/2018
B
Virgin Islands 10/21/2021
B
Michigan 10/21/2021
B
Virginia 9/20/2018
B
Minnesota 10/21/2021
B
Washington 10/21/2021
B
Mississippi 10/21/2021
B
West Virginia 10/21/2021
B
Missouri 10/21/2021
B
Wisconsin 10/21/2021
B
Montana 10/21/2021
B
Wyoming 10/21/2021

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1 COWBOYS WAY, FRISCO, TX 75034
Little Elm, TX
Registered with this firm since 8/6/2018
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1 COWBOYS WAY, FRISCO, TX 75034
Little Elm, TX
Registered with this firm since 7/5/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.