Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Robert Kirk Adikes III
ROBERT ADIKES, Kirk Adikes, Robert Kirk Adikes, Robert Adikes III, Robert Adikes III
CRD#: 6929564
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1080 KEENE RD
DUNEDIN, FL 34698
Registration History
2018201920202021202220232024202520262 FIRMS2020 - Present (5 years)BAXA ADVISORS, LLC (CRD# 6627)2018 - 2020 (1 year)IAAXA ADVISORS, LLC (CRD# 6627)2019 - 2020 (1 year)
License(s)

State Registrations

B
Alabama 3/26/2020
B
New Jersey 3/26/2020
B
Connecticut 3/26/2020
B
New York 3/26/2020
B
Florida 3/25/2020
B
Pennsylvania 3/26/2020
IA
Florida 3/26/2020
B
Texas 3/26/2020
B
Georgia 3/26/2020
IA
Texas 3/30/2020
B
Massachusetts 3/26/2020

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1080 KEENE RD, DUNEDIN, FL 34698
Registered with this firm since 3/26/2020
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1080 KEENE RD, DUNEDIN, FL 34698
Registered with this firm since 3/25/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/28/2019 - 02/28/2020 AXA ADVISORS, LLC (CRD#:6627) JACKSONVILLE, FL
B
 07/02/2018 - 02/28/2020 AXA ADVISORS, LLC (CRD#:6627) JACKSONVILLE, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.