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Brandon John Herrera
Brandon Herrera
CRD#: 6929331
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CALIFORNIA ST
PBIG - SAN FRANCISCO
SAN FRANCISCO, CA 94104
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Arizona 2/25/2019

B
Montana 8/14/2023

B
California 7/26/2018

B
Nebraska 2/25/2019

IA
California 7/26/2018

B
Nevada 2/25/2019

B
Colorado 2/25/2019

B
New Hampshire 2/25/2019

B
Connecticut 2/25/2019

B
New Jersey 2/25/2019

B
Delaware 2/25/2019

B
New Mexico 2/25/2019

B
District of Columbia 2/25/2019

B
New York 2/25/2019

B
Florida 2/25/2019

B
North Carolina 7/21/2021

B
Georgia 2/25/2019

B
Ohio 3/24/2020

B
Idaho 2/25/2019

B
Oregon 1/18/2019

B
Illinois 2/25/2019

B
Pennsylvania 2/25/2019

B
Indiana 2/5/2020

B
South Carolina 8/7/2019

B
Iowa 5/22/2023

B
Tennessee 1/29/2020

B
Kentucky 2/25/2019

IA
Texas 7/30/2018

B
Louisiana 2/25/2019

B
Texas 2/25/2019

B
Maine 7/17/2020

B
Utah 2/25/2019

B
Maryland 2/25/2019

B
Vermont 9/22/2023

B
Massachusetts 7/30/2018

B
Virginia 2/25/2019

B
Michigan 4/28/2020

B
Washington 7/30/2018

B
Minnesota 7/30/2018

B
Wisconsin 8/24/2022

B
Missouri 12/23/2020

B
Wyoming 10/30/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST PBIG - SAN FRANCISCO, SAN FRANCISCO, CA 94104
1331 N CALIFORNIA BLVD, WALNUT CREEK, CA 94596
Registered with this firm since 7/26/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST PBIG - SAN FRANCISCO, SAN FRANCISCO, CA 94104
1331 N CALIFORNIA BLVD, WALNUT CREEK, CA 94596
Registered with this firm since 6/15/2018

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.