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Detailed Report
Michael Joseph Ramser
CRD#: 6927951
IA
Investment Adviser
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Previous Broker
J. HAGAN CAPITAL, INC.CRD#: 168467 8311 SHELBYVILLE ROAD
LOUISVILLE, KY 40222
Registration History
201820192020202120222023202420252026IAJ. HAGAN CAPITAL, INC. (CRD# 168467)2024 - Present (<1 year)BNATIONWIDE INVESTMENT SERVICES... (CRD# 7110)2019 - 2021 (2 years)BJEFFERSON NATIONAL SECURITIES ... (CRD# 47582)2018 - 2019 (<1 year)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2018 - 2018 (<1 year)
License(s)

State Registrations

IA
Kentucky 4/17/2024
IA
Texas 4/17/2024
Current Registration(s)
IA
J. HAGAN CAPITAL, INC. (CRD#:168467)
8311 SHELBYVILLE ROAD, LOUISVILLE, KY 40222
Registered with this firm since 4/17/2024
Previous Registration(s)
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 01/02/2019 - 09/09/2021 NATIONWIDE INVESTMENT SERVICES CORPORATION (CRD#:7110) Louisville, KY
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 10/30/2018 - 01/02/2019 JEFFERSON NATIONAL SECURITIES CORPORATION (CRD#:47582) COLUMBUS, OH
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 03/27/2018 - 10/25/2018 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) LOUISVILLE, KY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.