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Detailed Report
Rupal Jashbhai Poltack
RUPAL JASHBHAI POLTACK, RUPAL POLTACK
CRD#: 6927408
IA
Investment Adviser
B
Broker
ARVEST WEALTH MANAGEMENTCRD#: 42057 201 NORTHEAST A STREET
BENTONVILLE, AR 72712
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2019 (<1 year)2 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Arkansas 7/2/2020
IA
Arkansas 7/2/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ARVEST WEALTH MANAGEMENT (CRD#:42057)
201 NORTHEAST A STREET, BENTONVILLE, AR 72712
Registered with this firm since 7/2/2020
B
ARVEST WEALTH MANAGEMENT (CRD#:42057)
201 NORTHEAST A STREET, BENTONVILLE, AR 72712
Registered with this firm since 7/2/2020
Previous Registration(s)
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IA
 08/23/2018 - 03/21/2019 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
B
 05/01/2018 - 03/20/2019 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.