Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
SAMUEL WALTER DUDOVITZ
SAMUEL W. DUDOVITZ, SAMUEL WALTER DUDOWITZ
CRD#: 6926923
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 5030 THOROUGHBRED LN
FL 1
BRENTWOOD, TN 37027
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 5030 THOROUGHBRED LAN
FL 1
BRENTWOOD, TN 37027
Registration History
201820192020202120222023202420252026IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2020 - Present (5 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2019 - Present (5 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2018 - 2019 (1 year)
License(s)

State Registrations

B
Alabama 6/27/2019
B
Nebraska 6/27/2019
B
Alaska 4/7/2021
B
Nevada 2/18/2021
B
Arizona 6/27/2019
B
New Hampshire 6/27/2019
B
Arkansas 6/27/2019
B
New Jersey 6/27/2019
B
California 6/27/2019
B
New Mexico 4/7/2021
B
Colorado 6/27/2019
B
New York 6/27/2019
B
Connecticut 6/27/2019
B
North Carolina 6/27/2019
B
Delaware 4/7/2021
B
North Dakota 8/2/2019
B
District of Columbia 4/7/2021
B
Ohio 6/27/2019
B
Florida 6/27/2019
B
Oklahoma 4/7/2021
B
Georgia 6/27/2019
B
Oregon 6/27/2019
B
Hawaii 4/7/2021
B
Pennsylvania 6/27/2019
B
Idaho 4/7/2021
B
Puerto Rico 4/7/2021
B
Illinois 6/27/2019
B
Rhode Island 4/7/2021
B
Indiana 6/27/2019
B
South Carolina 6/27/2019
B
Iowa 4/7/2021
B
South Dakota 4/7/2021
B
Kansas 4/7/2021
B
Tennessee 6/27/2019
B
Kentucky 6/27/2019
IA
Tennessee 3/17/2020
B
Louisiana 6/27/2019
B
Texas 6/27/2019
B
Maine 6/27/2019
B
Utah 4/7/2021
B
Maryland 6/27/2019
B
Vermont 4/7/2021
B
Massachusetts 4/7/2021
B
Virgin Islands 4/7/2021
B
Michigan 6/27/2019
B
Virginia 6/27/2019
B
Minnesota 4/7/2021
B
Washington 6/27/2019
B
Mississippi 6/27/2019
B
West Virginia 6/27/2019
B
Missouri 6/27/2019
B
Wisconsin 4/7/2021
B
Montana 6/27/2019
B
Wyoming 4/7/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
5030 THOROUGHBRED LN FL 1, BRENTWOOD, TN 37027
Registered with this firm since 3/17/2020
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
5030 THOROUGHBRED LAN FL 1, BRENTWOOD, TN 37027
NASHVILLE, TN
Registered with this firm since 6/27/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 05/04/2018 - 06/27/2019 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Minneapolis, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.